DST Systems Legal Counsel I in Denver, Colorado
The speed of technology. The influx of data. Shifting regulations. Increased customer expectations.
That's where you'll find DST, helping clients find opportunity in ever-changing and complex customer, business, and regulatory requirements. Mastering complexity is a constantly changing and evolving challenge – one that only a few people can embrace and thrive upon.
If you see your opportunity in complexity, then we are the right fit for you.
Denver-based position reporting to ALPS Assistant General Counsel.
Key responsibilities and accountabilities:
Work on investment adviser, mutual fund, ETF and closed-end fund legal issues.
Prepare and oversee various mutual fund, ETF and closed-end fund regulatory filings with the U.S. Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2.
Prepare and oversee annual shareholder meetings for clients, including filing proxy statements with the U.S. Securities and Exchange Commission.
Prepare and review fund advisory, sub-advisory, custodian, transfer agency, fund accounting, administration and distribution agreements.
Prepare board meeting materials for '40 Act fund boards of directors/trustees and attend board meetings. Monitor and report on regulatory developments.
Other duties as assigned from time to time.
Knowledge, Skills & Abilities:
Knowledge of the Investment Advisers Act, Investment Company Act of 1940 and other federal securities laws.
Ability to draft contract terms.
Ability to manage multiple tasks simultaneously.
Ability to work with little supervision.
Advanced computer skills, including Microsoft Office (i.e., Word, Excel, PowerPoint, etc).
Excellent verbal and written communication skills with strong ability to communicate with internal and external clients.
DST is an equal opportunity employer and values a diverse and inclusive workplace. All qualified candidates will receive consideration for employment without regard to age, race, color, religion, genetic information, sex, sexual orientation, gender identity, national origin, disability status, protected veteran status, or any other characteristic protected by law. For more information about Equal Opportunity in the Workplace please click here and here. DST is committed to working with and providing reasonable accommodation to job applicants with disabilities. If you are a qualified individual with a disability and need an accommodation or accessibility assistance to complete the online application, please contact us at PeopleCenter@dstsystems.com for assistance.
DST Systems, Inc. is a leading provider of specialized technology, strategic advisory, and business operations outsourcing to the financial and healthcare industries. Combining unmatched industry knowledge, critical infrastructure and service excellence, DST helps companies master complexity in the world’s most demanding industries to ensure they continually stay ahead of and capitalize on ever-changing customer, business and regulatory requirements.
We work with companies in some of the world’s most demanding industries where rapid shifts in consumer, regulatory, and technology trends are increasingly affecting how our clients do business. For them, keeping up in a landscape of constant change is becoming more and more complex. Through our technology, strategic advisory, and business improvement solutions we work with clients to help them stay ahead of and capitalize on customer, business, and regulatory change.
Mastering complexity is not an end-state. It’s a constantly changing and evolving challenge – one that only a few people can embrace and thrive upon. If you see your opportunity in complexity, then we are the right fit for you.